Herramientas y Guías

Los últimos adelantos de la tecnología y las telecomunicaciones tienen el potencial de hacer que los servicios financieros sean más accesibles y asequibles para los hogares de los pequeños agricultores de las zonas rurales. Gracias a plataformas digitales como los teléfonos móviles, los pequeños productores pueden ahora utilizar los servicios financieros sin tener que acudir a una sucursal bancaria. 

Las Notas aportan herramientas para el diseño y la ejecución de proyectos basadas en buenas prácticas que se han recogido de la experiencia en el terreno. Asimismo, sirven de guía a los equipos en la aplicación de recomendaciones específicas emanadas de políticas operativas del FIDA y de los requisitos básicos del Fondo para la realización de proyectos, y para la utilización de los instrumentos de financiación.

Advances in digital technology and telecommunications are presenting new financial inclusion opportunities for smallholder farmers in rural areas.1 A growing number of payments, savings, credit and insurance products can be delivered digitally to address the financial needs of smallholder households. Smallholders
can especially benefit from mobile phone platforms, which offer immediate, safe access to government subsidies, cash transfers and remittances. The messaging features of mobile phones can complement digital financial services (DFSs) by offering timely information on weather conditions, farming tips, market
prices and potential buyers, which can help increase farming yields and profitability.

Recent advances in technology and increasing penetration of telecommunication systems into rural areas have the potential to make financial services more accessible to smallholder households. Mobile telephony and data networks, coupled with agent networks, can enable the use of digital payments and savings and
provide a platform for credit and insurance, without smallholders having to visit a bank branch. Mobile phones can also bridge information asymmetries by offering weather forecasts and real-time market prices, which can improve the ability of farmers to prepare and respond to inclement weather and price fluctuations.

Con esta nota se intenta ayudar a los equipos de diseño y supervisión de proyectos del FIDA a mejorar los indicadores con los que se lleva a cabo dicha tarea de seguimiento y evaluación. 

Este enfoque por etapas para el análisis y diseño de proyectos de cadenas de valor sigue el ciclo de diseño básico que adoptan los proyectos del FIDA.

Since the mid-1980s, Ghana’s impressive development has made the country one of the strongest performers in Africa, although economic challenges and a fiscal deficit are currently slowing down the pace of growth. 

En dépit de l’abondance des ressources agricoles et pétrolières du pays, la pauvreté est omniprésente au Nigéria et elle n’a cessé de gagner du terrain depuis la fin des annés 90. Environ 70% des habitants vivent avec moins de 1,25 USD par jour. La pauvreté est particulièrement grave en milieu rural où jusqu’à 80% de la population vit en dessous du seuil de pauvreté tandis que les services sociaux et l’infrastructure y sont limités. Les femmes et les hommes pauvres des zones rurales sont tributaires de l’agriculture pour leur nourriture et leurs revenus. Environ 90% de la production vivrière nationale sont fournis par les paysans qui cultivent de petites parcelles et dépendent des pluies plutôt que de l’irrigation. 

​Egypt has undergone dramatic political upheaval over the last four years, following long-simmering grievances over the lack of economic opportunities and political inclusion that led to a revolutionary uprising in early 2011.

With a population of 92 million, Ethiopia is the second most populous country in sub-Saharan Africa and one of the world’s fastest-growing economies, with consistent growth averaging more than 10 per cent over the last ten years. Per capita income is, however, markedly lower than the average for developing countries in sub-Saharan Africa as a whole (US$400 compared with US$1,547 per capita per year).1 Much of Ethiopia’s growth is attributable to the agricultural sector, which accounts for about 45 per cent of GDP, almost 90 per cent of exports and 85 per cent of employment. About 90 per cent of the agricultural land under cultivation is devoted to subsistence agriculture. Livestock and livestock products are important in Ethiopia and contribute about 10 per cent of the country’s foreign exchange earnings, with hides and skins constituting about 90 per cent of this.

Peru is an upper-middle-income country with one of the fastest-growing economies in the region. In the last decade, the country more than halved its poverty rate, which fell from 59 to 24 per cent. Reduction was uneven geographically, however. In the rural areas of the highlands and the rainforest areas, poverty still affects about 53 and 43 per cent of the population1 respectively, and particularly indigenous communities. 

The analysis underlying the results-based country strategic opportunities programme for the Republic of the Sudan (RB-COSOP) developed in 2013 identified major constraints on the reduction of rural poverty. These included prolonged conflicts, the separation of South Sudan (2008), reduced oil revenues for the Government of Sudan; greatly increased numbers of people and livestock reliant on static technologies; environmentally and economically unsustainable pressures on finite natural resources exacerbated by the negative impacts of climate change; and little residual capacity within the public sector, all within a problematic geopolitical environment.

Bangladesh has recently been classified as a lower-middle-income country and aims to reach upper-middle-income country status by 2021. To achieve this, the Government of Bangladesh will need to overcome considerable challenges in agricultural development and rural economic growth. The country’s annual GDP growth averaged about 6 per cent between 2000 and 2013, and was accompanied by a decline in the national poverty rate from 48.9 per cent to 31.5 per cent over the first decade of the century, effectively lifting some 16 million people out of poverty.

In terms of population, China, with 1.35 billion people, is the largest country in the world. It is the first developing country to achieve the United Nations Millennium Development Goal (MDG) of reducing by half the number of its people living in extreme poverty and hunger, and only 6.3 per cent of the population were estimated to be living in extreme poverty in 2013. Substantial progress has been made with respect to overall development and China is now considered in the high human development category of UNDP’s Human Development Index, ranking 91 out of 187 countries.

In recent years, Mauritania has enjoyed political stability, with the June 2014 presidential elections taking place peacefully. In addition, the country registered a robust growth rate of 6.7 per cent in 2013 and continues to be characterized by macroeconomic stability. The country, however, remains exposed to vulnerabilities related to lack of diversification, international price volatility and reliance on foreign inflows. While it has succeeded in increasing per capita income in recent years, income distribution has remained relatively unchanged for the last two decades, and the challenges of unemployment remain daunting. Sound management of natural resources is essential to foster inclusive and long-term growth. 

​Indonesia is the largest economy in South-East Asia and has developed rapidly over the past decade into a competitive and decentralized electoral democracy with a fast growing middle class. Despite the country's positive progress in reducing poverty, vulnerability and inequality remain high. Nearly 40 per cent of Indonesians are highly vulnerable to shocks, which can push them back below the poverty line. 

Since its founding, IFAD has focused on enabling smallholder farmers to increase agricultural production and productivity as a means for reducing poverty.

However, experience shows that increased productivity and incomes do not automatically translate into improved nutritional status of poor rural people, especially women, young people and children. 

This note presents lessons learned on integrated homestead food production (IHFP) emerging from projects and programmes implemented by IFAD and other development actors around the world. It aims to complement the How To Do Note (HTDN) on the same subject by illustrating success stories and good practices through case studies.

Integrated homestead food production (IHFP) is considered to be a nutrition-sensitive, pro-poor and women-controlled approach to household food production that includes vegetable and fruit gardens, backyard livestock-raising and small fish ponds. It can enhance poor rural people’s access to a variety of nutritious fresh foods, grown in close proximity to their households and requiring relatively limited human, financial and productive resources. The how to do note provides operational guidance on how to design and implement projects that incorporate IHFP.

Fisheries and aquaculture are important contributors to food security and livelihoods at household, local, national and global levels. However, while aquaculture production is growing rapidly throughout the world, particularly in Asia and Africa, many of the world’s fisheries are at grave risk from human pressures, including overexploitation, pollution and habitat change. Climate change is compounding these pressures, posing very serious challenges and limiting livelihood opportunities.

Participatory Impact Assessment and Learning Approach (PIALA)

 

This case study illustrates how the Family Life Model (household methodology) has been used effectively in Uganda, highlighting how it has worked in a particular context. 

Estas guías prácticas proporciona una guía paso a paso sobre como ejecutar las metodologías basadas en los hogares. Describen las actividades a nivel de los hogares, los diferentes enfoques para ejecutarlas, las metodologías basadas en los hogares, los proveedores de servicios y el sistema de facilitación, así como el papel de la comunidad y del entorno más amplio. Se señalan los principales puntos a considerar a la hora de incorporar las metodologías basadas en los hogares en el diseño y la ejecución del proyecto.

Las intervenciones en cadenas de valor que alcanzan buenos resultados en relación con objetivos de reducción de la pobreza pueden traer también beneficios desde el punto de vista de la adaptación al cambio climático, puesto que permiten incrementar los activos de los agricultores y forjar vínculos institucionales. 

La finalidad de estas orientaciones prácticas es servir de herramienta para el personal y asociados del FIDA en proyectos de inversión que tengan objetivos relacionados con la resiliencia al cambio climático. 

El acceso a servicios modernos de energías renovables es un factor clave para erradicar la pobreza y garantizar la seguridad alimentaria. 

With the mounting awareness of the unmet demand for youth financial services and the growing evidence that serving young people is viable, there is also a need to assess and document the implications for rural areas. This toolkit on Youth Access to Rural Finance aims to contribute to filling that gap.
The Lessons Learned and How To Do Note on this topic provide IFAD country programme managers, project design teams and implementing partners with insights and key guidance on designing and offering appropriate financial services for rural youth. The toolkit on Youth Access to Rural Finance synthesizes best practices and offers examples from around the world.  

Although there have been improvements in YFS access, youth are still lagging significantly behind adults in being able to access financial tools. Across high- and low-income countries, young people are less likely than adults to have a formal account. There are even starker differences related to a country’s income level, with 21 per cent of youth in low-income economies having a formal account compared with 61 per cent in upper-middle-income economies (Demirguc-Kunt et al., 2013). 

Even with this data, determining the exact extent of youth access to financial services can be complicated because there is a lack of consistent data and definitions on youth (see Box 3). The lack of data is more limited for rural areas.
While there is some analysis of the urban-rural gap in access to financial services, with those living in cities significantly more likely to have an account than rural residents (Klapper, 2012), there are currently no comprehensive studies with disaggregated data for rural youth.

En 1977 el FIDA incluyó la mejora del “nivel de nutrición de las poblaciones más pobres de los países en desarrollo” entre los principales objetivos de su Convenio Constitutivo.

Desde entonces, los gobiernos, la sociedad civil y las organizaciones de desarrollo también han acabado reconociendo la importancia fundamental de la nutrición —que comprende la desnutrición, las carencias de micronutrientes y el sobrepeso— para el desarrollo.

La nutrición no es solamente un resultado del crecimiento económico, sino que, al mejorar el capital humano, es también un insumo esencial para el desarrollo económico y social. 

El agua tiene una importancia fundamental para el desarrollo humano, el medio ambiente y la economía. El acceso al agua y la seguridad hídrica son primordiales para mejorar la seguridad alimentaria, los ingresos y los medios de vida de las comunidades rurales. La falta de acceso seguro a los recursos hídricos es una gran limitación para millones de agricultores pobres, principalmente los que habitan en zonas de secano, pero también aquellos que realizan una agricultura de regadío. El cambio climático y los cambios que ocasiona en los patrones de las precipitaciones representan una amenaza para muchos otros
agricultores, quienes se encuentran en riesgo de perder la seguridad hídrica y caer nuevamente en la trampa de la pobreza. Por lo tanto, es preciso insistir en la necesidad de fortalecer la capacidad de las comunidades para adoptar y difundir las tecnologías de gestión del agua para uso agrícola.

El FIDA ha obtenido importantes resultados en la promoción de enfoques y procesos innovadores de incorporación de la perspectiva de género y favorables a las personas pobres en sus operaciones. 

In 2013, IFAD commissioned a study to analyse project management arrangements for market‑oriented smallholder agriculture. As IFAD adapts to the changing development discourse, the organization has focused increasingly on improving Project Management Unit (PMU) arrangements in order to provide more effective and expanded management and technical skills. This review was undertaken to evaluate the effectiveness of PMUs and their alignment with the Paris Declaration principles, as well as to identify lessons or frameworks to guide future project management and implementation arrangements. It investigated five case studies drawn from different regions and types of projects.  

El acceso equitativo a la tierra y la seguridad de la tenencia de los grupos objetivo del FIDA son fundamentales para el desarrollo rural y la erradicación de la pobreza. 

La producción ganadera en pequeña escala se basa principalmente en explotaciones familiares y es crucial para los medios de vida de las personas pobres de las zonas rurales, la seguridad alimentaria y la creación de empleo. Los animales proporcionan alimentos para el consumo familiar, productos para la generación de ingresos y dinero en efectivo que puede obtenerse rápidamente cuando se producen situaciones de emergencia y crisis externas (que pueden deberse a condiciones climáticas, casos de enfermedad, inestabilidad de los precios, etc.). Los animales son activos importantes que satisfacen diversas necesidades de los pequeños productores (proporcionan estiércol, fuerza de tiro y de carga, etc.) y tienen asimismo un valor cultural y espiritual. Las aves de corral y los pequeños rumiantes suelen estar a cargo de las mujeres y les proporcionan beneficios directos.

El FIDA, que hace más de cuatro decenios que lleva a cabo intervenciones relacionadas con los servicios financieros en las zonas rurales en más de 70 países y ya ha invertido USD 1 100 millones en iniciativas de ese tipo, tiene una gran y variada experiencia en esa esfera, una red mundial de asociados que trabajan en las innovaciones más avanzadas y cientos de proveedores distintos que atienden las necesidades financieras de los hogares pobres de las zonas rurales, que son sus clientes. Más de 3 000 millones de personas de las zonas rurales todavía viven con menos de USD 2 al día. Problemas como las crisis económicas, la carestía de alimentos y el cambio climático afectan a las personas pobres de una forma desproporcionada. Los hogares pobres de las zonas rurales suelen quedar excluidos de las posibilidades de operar en el sector financiero forma.

Procesos de ampliación de escala inteligentes en función del clima

La ventaja comparativa del FIDA reside en su experiencia en el trabajo a nivel de base, su comprensión de los obstáculos que afronta la población pobre en las zonas rurales, en particular los más vulnerables, y su capacidad de concebir enfoques integradores para el desarrollo económico y social. Un elemento fundamental del enfoque de desarrollo del FIDA consiste en la prestación de apoyo a las organizaciones de pequeños agricultores en zonas rurales como estrategia para el empoderamiento de la población rural pobre. Las organizaciones de pequeños agricultores sólidas e integradoras con un nutrido grupo de miembros son importantes asociadas de gobiernos, organizaciones no gubernamentales (ONG), donantes y agentes del sector privado que buscan nuevos mercados.

Taller regional de América Latina y el Caribe en preparación de la segunda reunión mundial del Foro de Pueblos Indígenas en el FIDA.

Africa Regional Workshop in preparation for the Second Global Meeting of the Indigenous Peoples’ Forum at IFAD.

This case study illustrates how the household approach for gender, HIV and AIDS mainstreaming has been used effectively in Malawi, highlighting how it has worked in a particular context. Links are provided to resources and online materials.

This note highlights the lessons learned in supporting smallholder institutions and organizations. 

The Twa “Pygmy” of the Republic of Burundi are a small minority of around 80,000 people that self-identify as indigenous and are considered as such by the African Commission on Human and Peoples’ Rights and the UN system. 

This How To Do Note guides design and country teams in conducting an initial analysis of organizations and their capacity development needs at the project design stage. It provides a conceptual framework and practical suggestions and tools to help practitioners systematically collate and summarize information captured during design missions. 

In February 2013, the First Global Meeting of the Indigenous Peoples Forum took place at the IFAD headquarters in Rome, in conjunction with the 36th session of the Governing Council. In attendance at this inaugural meeting were 31 indigenous people’s representatives from 25 countries in Asia, Pacific, Latin America, Africa and the Caribbean regions. Of the 19 Asia- Pacific regional representatives, two were from the Pacific; Mr. Anthony Wale, the Executive Director Aoke Langalanga Constituency Apex Association (ALCAA), and Ms Rufina Peter, Senior Research Officer at the PNG Institute of National Affairs.

During the meeting the Pacific representatives highlighted the need for the Pacific to have a “separate identity” as per the outcomes of Asia Pacific regional preparatory workshop in Bangkok. The issue was one of visibility for the Pacific Region due to its unique, rich and diverse cultures and traditions, its significant land and sea area and its high biodiversity. The Pacific Regional meeting proposed three action plans, of which the Pacific Regional Workshop in preparation of the Second Global Meeting of the Indigenous Peoples’ Forum at IFAD is a direct result.

This case study illustrates how the Chiefs and Traditional Leaders Household Methodology has been used effectively in Zambia, highlighting how it has worked in a particular context. Links are provided to resources and online materials.

This case study illustrates how Household Approach (household methodology) has been used effectively in Zambia, highlighting how it has worked in a particular context. Links are provided to resources and online materials.

The purpose of this Guide is to support institutional and organizational analysis and strengthening (IOA/S) for design and implementation of programmes and projects.
The Guide is designed to be a practical, hands-on set of directions to those needing to answer the following questions: “how to go about doing institutional and organizational analysis? And once I’ve done it, how do I go about using this analysis to promote sustainable institutions and organizations?”

This is intended as a user-friendly Guide, the use of which could help identify strategic partners and key areas for intervention at COSOP level; to deepen the COSOP analysis at the design stage by generating interventions that support sustainable institutions and organizations, and progress
at implementation stage should be easier to monitor and evaluate effectively. 

The “Strengthening smallholder institutions and organizations toolkit” provides valuable guidance to help practitioners analyze and address issues related to smallholder institutions and organizations during the devopment of country strategies and in the design and implementation of programmes and projects.